Publications

September-October 2021

The DOJ’s Mixed Record on Cases Against Traders

September-October 2018

Handling SEC Enforcement Matters

January 29, 2018

Lucia Will Not Address Essential Problem With SEC Court

September-October 2016

Representing Individuals in International Investigations

November 2015

Comment on Proposed Amendments to SEC’s Rules of Practice

Summer 2014

The Opening Statement: Taking Control of the Narrative

April 4, 2014

Landmark “Willful Blindness” Decision Has Failed to Deliver

Winter 2012

“Tapping” into Wall Street

September-October 2012

Jury Instructions: Key Topics in Federal White Collar Cases

September 2011

Blue Collar Tactics in White Collar Cases

April 2010

White Collar Crime Policy: The SEC’s New Cooperation Policy

December 2007

Corporate Monitors: Taking Corporate Cooperation to the Next Level