Executives and businesses

  • Business intelligence firm and its CEO in criminal and SEC investigation of insider trading (no charges brought)
  • Actuary in SEC investigation of accounting for insurance contracts (no charges brought)
  • Employees of defense contractor in investigation of billing practices (no charges brought)
  • Industrial infrastructure salesman in internal investigation of FCPA issues (no adverse employment consequences)
  • Large media company in internal investigation and strategic advice relating to a threatened civil suit (no claims brought)
  • CFO of manufacturing company in SEC investigation of cost accounting practices (no charges brought)
  • Controller of software company in a criminal accounting fraud investigation (resolved on favorable terms)
  • Nationally known winery in state AG investigation concerning sales practices (resolved on favorable terms)
  • Future claimants representative (and law professor) in large-scale asbestos trust (strategic advice)
  • Westchester County municipality in investigation of embezzlement by city official (official resigned based on investigative report and ultimately pleaded guilty)